Center Street Securities, Inc.

Description

The company was founded in Louisiana in 1991 to serve investors in its local area. Since then we have grown from one office with two employees, to a firm with branch offices all across America. As we have grown, we have continually added products and services to benefit our Registered Reps and their clients.

U.S. Securities and Exchange Commission (“SEC”) Rule 606 requires all brokerage firms to publicly disclose their order routing practices. Disclosure is to describe routing of “non-directed orders,” that is, orders that customers have not specifically asked to have sent to a particular venue for execution. For these non-directed orders, we select the venue on behalf of our customers.

Our firm’s BCP is designed to meet our existing obligations to clients in the event of an emergency or significant business disruption; however, it is not infallible. The unpredictable nature of some events may make it impossible to anticipate every scenario that could cause a business disruption. Although we are confident in our own preparedness, Center Street Securities has no control over the third party entities that we must rely upon in the event of an emergency.

Fact sheet

Products & services

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