Cipperman and Company

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in the investment management and financial services industries as both an inside general counsel and in private practice. He previously served as general counsel of a large, public mutual fund and financial technology firm, which included advising its proprietary mutual fund family through significant market and regulatory changes. Cipperman has also served as U.S. general counsel to a large UK-based international equity manager during its management buyout. He also worked for several years in private practice on Wall Street representing both buy-side and sell-side clients in investment management and capital markets transactions. Cipperman is a graduate of the University of Pennsylvania Law School and Cornell University. Cipperman teaches for the NASD Institute at Wharton and frequently speaks at industry conferences about distribution issues. During his career, Cipperman has engaged in all aspects of the investment management business. He has created mutual, hedge, offshore, and private equity funds; developed separate account, wrap account, and annuity products; designed innovative distribution structures; negotiated financial technology licensing agreements; and worked several acquisitions and joint ventures. He has also developed and executed compliance and internal audit programs. Cipperman has represented a wide range of industry participants including investment advisers, broker-dealers, fund sponsors, fund servicers, and technology providers.

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