D.E. Scott & Associates

D.E. Scott & Associates

  • 521 Fifth Ave Ste 1700
  • New York, New York
  • 10175

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Description

D.E. Scott & Associates is a regulatory consulting practice specializing in SEC compliance requirements facing registered investment advisers. Our senior team members are seasoned veterans with an average of 20 years in the industry. The team brings significant regulatory and business experience to each engagement, including several years of cumulative service as SEC Examiners and substantial experience serving in internal roles for a variety of premier financial institutions. Balanced Experience: With our unique combination of regulatory and industry experiences, we provide a comprehensive and balanced approach to each client engagement.

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