Company founded
1998
A Nashville native, Julia Patton joined Emerald Spectrum in early 2014 to provide administrative support as our client services and operations associate.
FINRA is the largest nongovernmental regulator for all securities firms doing business in the U.S. Created in July 2007 through the consolidation of NASD and the member regulation, enforcement and arbitration functions of the New York Stock Exchange, FINRA is dedicated to investor protection and market integrity through effective and efficient regulation and complementary compliance and technology-based services.