Foreside Co

Description

BS, Miami University With over 25 years of experience in the financial services and mutual fund industries, including management and ownership positions with registered investment advisers, Mr. Berthy has been with Foreside as a Partner since its inception. He holds FINRA Series 7, 28, 79 and 99 registrations.

BS, University of Southern Maine As President of Foreside’s distributors, Mr. Fairbanks is responsible for managing the distribution services associated with Foreside’s multiple broker-dealers. Mr. Fairbanks has been with Foreside since 1996 and has more than 24 years of experience in the financial services industry. Prior to Foreside he was manager of the examination staff at First Investors Corporation, a retail broker-dealer. He holds FINRA Series 7, 24, 63, 79 and 99 registrations.

Foreside partners with a number of different custodians and administrators, legal representatives and accounting firms.

Foreside works with a variety of companies on a consulting basis. We provide a range of distribution and compliance solutions. Our consulting services are ideal for special projects and reviews, especially when you require short-term or periodic help.

BA, University of Southern Maine Ms. Gallant is responsible for client service for Foreside’s mutual fund and private fund business. Ms. Gallant has over 24 years of experience in the financial services industry. Prior to joining Foreside, Ms. Gallant spent 10 years at Citigroup responsible for the coordination of client management services to full service mutual fund clients. Ms. Gallant also spent 10 years with Maine Bankers Association.

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