GMS Group, LLC

Description

For over 35years, GMS has provided service with a personal touch to individual clients coupled with the same market experience and municipal bond expertise provided to our corporate and institutional clients.

Our Business Continuity Plan - We plan to quickly recover and resume business operations after a significant business disruption and respond by safeguarding our employees and property, making a financial and operational assessment, protecting the firm's books and records, and allowing our customers to transact business. In short, our business continuity plan is designed to permit our firm to resume operations as quickly as possible, given the scope and severity of the significant business disruption.

Our business continuity plan addresses: data backup and recovery; all mission critical systems; financial and operational assessments; alternative communications with customers, employees, and regulators; alternate physical location of employees; critical supplier, contractor, bank and counter-party impact; regulatory reporting; and assuring our customers prompt access to their funds and securities if we are unable to continue our business.

Once an individual is a full-service licensed broker, additional training transforms them into a municipal bond specialist able to offer High-Net-Worth individuals complete brokerage services.

At GMS, a municipal bond specialist can offer investors a full line of brokerage products and services. GMS will create an individually tailored transition structure for quality financial advisors.

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