H.D. Vest, Inc.

Description

We provide the assistance and operational support you and your staff members seek in the delivery of financial services, from placing trades to maintaining record-keeping requirements, assisting with client questions regarding their statements, and more. We provide specialized teams, including Compliance, Sales Supervision and Help Desk to ensure your questions are fielded to the most appropriate and knowledgeable specialists to facilitate timely and accurate responses to your inquiries.

Flexibility Our advisory model provides you with a competitive advantage. By helping you efficiently manage your practice, you can focus more time and attention on strengthening your client relationships. That’s why we provide you the flexibility to change investment vehicles within an advisory account, eliminating the costs associated with commissions so your clients know decisions are made with their best interests in mind.

Offering your clients fee-based solutions is a great way to build your business. By obtaining your Investment Advisory Representative (IAR) registration you are able to offer advisory products and services to your clients. We offer several asset management programs and our Advisory Specialists can help guide you on which platforms might best meet the needs of your clients. We recognize the positive impact that fee-based advisory business can bring to your practice and have built a model that provides you access to an exclusive advisory platform that sets you apart from the competition.

Since 1983, HD Vest Financial Services SM has supported an independent network of tax professionals and advisors who provide comprehensive financial solutions through the various subsidiaries of HD Vest, including securities, insurance, money management services, and banking solutions. Although HD Vest does not provide tax advice, most of the Advisors who affiliate with us are tax and accounting professionals who have long-term relationships and in-depth knowledge of their clients’ financial picture.

Benefit from HD Vest Ongoing Support Our dedicated team is focused on helping you fully optimize this program every step of the way. While our model removes the pain of soliciting referrals, we also remove the growing pains that can be associated with a new partnership. We do this by providing dedicated support. Our years of experience have taught us what common roadblocks you may encounter.

Fact sheet

Company contacts

Products & services

Similar companies nearby