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Varying Disruptions- Significant business disruptions can vary in their scope, such as only our firm, a single building housing our firm, the business district where our firm is located, the city where we are located, or the whole region. Within each of these areas, the severity of the disruption can also vary from minimal to severe in a disruption to only our firm or a building housing our firm, we will transfer our operations to a local site when needed and expect to recover and resume business within 24 hours.

Mr. White joined Laidlaw & Company Ltd. in June 2012 with over 16 years of Wall Street healthcare analyst experience. Prior to Laidlaw, he was the Senior Med Tech Equity Analyst (sellside) at Murphy & Durieu, an investment bank and NYSE member founded in 1929. While at Murphy & Durieu, Mr. White was recognized by StarMine as one of the top medical device analysts for accuracy of earnings estimates. He was the Senior Healthcare Analyst (buyside) at Mitsubishi UFJ Trust and Management (MUFG) for 6 ½ years before his time at Murphy. Mr.

As a leading investment boutique with over 170 years experience Laidlaw & Company is dedicated to providing independent and transparent investment advice, a broad array of traditional and alternative investment solutions and world class client service to high net worth individuals and institutional clients.

Our clearing firm, Sterne Agee and Leach, backs up our important records in a geographically separate area. While every emergency situation poses unique problems based on external factors, such as time of day and the severity of the disruption, we have been advised by our clearing firm that its objective is to restore its own operations and be able to complete existing transactions and payments as soon as practical. Your orders and requests for funds and securities could be delayed during this period.

Mr.Seth is Head Of Healthcare Investment Banking at Laidlaw & Company (UK) Ltd. Mr. Seth has 20 + years experience in investment banking (Cowen & Co.), equity research (Bear Stearns, Commonwealth Associates) and in the pharmaceutical industry (Pfizer, Warner, Lambert, Smith Kline in strategic planning, business development and R&D project management). Prior to Laidlaw, Mr. Seth founded AmerAsia Capital Partners, a boutique Healthcare Strategic advisory firm. Mr. Seth’s financial services experience includes 50 + completed transactions via which over $4 billion in capital was raised.

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