Omega Securities

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To accomplish the goal of continuing to provide service to our customers in the event that we experience a SBD, we have developed and installed a Business Continuity Plan (BCP) in conjunction with our Clearing Firm, Southwest Securities, Inc., and mutual fund companies which we conduct business. We feel our BCP will provide seamless continuous service to our customers even if we are required to relocate our office to an alternate location. The two most serious challenges we will over come is a regional loss of power and telecommunications.

A Significant Business Disruption (SBD) is a situation which may cause stress to our firm and our customers as we provide our customers with financial services in the areas of transaction order receipts and order entry.

While it is highly recommended that each customer maintain all statements from our Clearing Firm and all mutual fund companies, both our firm and associated firms with which we conduct business have established similar BCPs that contain alternate business locations and back ups of all record. Each customer will receive pertinent information should we amend our Business Continuity Plan in any way that directly impacts our clients.

Omega Financial Group will purpose to provide a truly caring attitude for every individual client. We will listen to and accumulate information from the client first and then work at providing the right prescription for each client to assist them in accomplishing their personal stewardship responsibilities. We will endeavor to provide a sense of security for individuals and families through education and the implementation of “all-weather portfolios” thus providing a peace in the midst of the financial storms.

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