R W Smith

Website Links

Description

RW Smith was founded in 1985 in Seattle and from the beginning has sought to bridge the power of Wall Street with the regional knowledge of Main Street.

If after a significant business disruption you cannot contact us as you usually do at one of our branch locations or the firm’s Home Office, 425-455-9092, you should call our alternative numbers, 206-420-7860 and 801-733-9909, or go to our web site at http://www.rwsbroker.com. If you cannot access us through either of those means, you should contact our clearing firm, Southwest Securities, via telephone at 214- 859-1800 or on the web at http://www.swst.com for instructions on how it may help you process or settle a trade.

U.S. Department of the Treasury, Securities and Exchange Commission, NASD and New York Stock Exchange rules already require you to provide most of this information. These rules also may require you to provide additional information, such as your net worth, annual income, occupation, employment information, investment experience and objectives and risk tolerance.

RW Smith plans to quickly recover and resume business operations after a significant business disruption and respond by safeguarding our employees and property, making a financial and operational assessment, protecting the firm’s books and records, and allowing our customers to transact business. In short, our business continuity plan is designed to permit our firm to resume operations as quickly as possible, given the scope and severity of the significant business disruption.

Products & services

Similar companies nearby