Woods Financial and Insurance services

Description

Securities offered through LPL Financial - Member FINRA / SIPC . A broker/dealer, investment adviser, BD agent or IA rep may only transact business in a particular state after licensing or satisfying, qualifications requirements of that state, or only if they are excluded or exempted from the state’s broker/dealer, investment advisor, or BD agent or IA rep requirements, as the case may be; and follow-up, individualized responses to consumers in a particular state by broker/dealer, investment advisor, BD agent or IA rep that involve either effecting or attempting to effect transactions in securities or the rendering of personalized investment advice for compensation, as the case may be, shall not be made without first complying with the state’s broker/dealer, investment adviser, BD agent IA rep requirements, or pursuant to an applicable state exemption or exclusion. For more information concerning the licensure status or disciplinary history of a broker/dealer, investment adviser, BD agent or IA, a consumer should contact his or her state securities law administrator.

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